Head of Compliance + Operations
Alison joined Graham + Sibbald as a Compliance Officer in 2014 bringing with her some 25 years wealth of knowledge from various roles working within the financial service industry including debt recovery, fraud, risk & assurance, compliance and HR.
As the Head of Compliance + Operations, Alison works closely with the Heads of Department including our Money Laundering Reporting Officer (MLRO), Head of IT Development to ensure our systems, reporting & monitoring procedures are both robust + effective and compliant with the necessary regulatory standards as well as meeting clients requirements.
She is responsible for Human Resources and has operational oversight over Recruitment, Induction, Training and Marketing as well as all Compliance matters for the Firm, acting as the Firm’s H&S representative and Data Protection Officer.
Alison provides key commercial and business support to the Firm’s Management Committee, directly reporting to them on a monthly basis.
Her expanse of knowledge and experience gained from working in the Finance sector has provided her with the ability to ensure the operational aspect of the business is in line with our corporate objectives.